Lie algebra
In mathematics, a Lie algebra (pronounced /liː/ "Lee") is a vector space together with a nonassociative operation called the Lie bracket, an alternating bilinear map , satisfying the Jacobi identity.
Group theory → Lie groups Lie groups 


Lie algebras are closely related to Lie groups, which are groups that are also smooth manifolds: any Lie group gives rise to a Lie algebra, which is its tangent space at the identity. Conversely, to any finitedimensional Lie algebra over real or complex numbers, there is a corresponding connected Lie group unique up to finite coverings (Lie's third theorem). This correspondence allows one to study the structure and classification of Lie groups in terms of Lie algebras.
In physics, Lie groups appear as symmetry groups of physical systems, and their Lie algebras (tangent vectors near the identity) may be thought of as infinitesimal symmetry motions. Thus Lie algebras and their representations are used extensively in physics, notably in quantum mechanics and particle physics.
An elementary example is the space of three dimensional vectors with the bracket operation defined by the cross product This is skewsymmetric since , and instead of associativity it satisfies the Jacobi identity:
This is the Lie algebra of the Lie group of rotations of space, and each vector may be pictured as an infinitesimal rotation around the axis v, with velocity equal to the magnitude of v. The Lie bracket is a measure of the noncommutativity between two rotations: since a rotation commutes with itself, we have the alternating property .
History
Lie algebras were introduced to study the concept of infinitesimal transformations by Marius Sophus Lie in the 1870s,[1] and independently discovered by Wilhelm Killing[2] in the 1880s. The name Lie algebra was given by Hermann Weyl in the 1930s; in older texts, the term infinitesimal group is used.
Definitions
Definition of a Lie algebra
A Lie algebra is a vector space over some field [nb 1] together with a binary operation called the Lie bracket satisfying the following axioms:
 for all scalars a, b in F and all elements x, y, z in .
 for all x in .
 The Jacobi identity,
 for all x, y, z in .
Using bilinearity to expand the Lie bracket and using alternativity shows that for all elements x, y in , showing that bilinearity and alternativity together imply
 for all elements x, y in . If the field's characteristic is not 2 then anticommutativity implies alternativity.[3]
It is customary to denote a Lie algebra by a lowercase fraktur letter such as . If a Lie algebra is associated with a Lie group, then the algebra is denoted by the fraktur version of the group: for example the Lie algebra of SU(n) is .
Generators and dimension
Elements of a Lie algebra are said to generate it if the smallest subalgebra containing these elements is itself. The dimension of a Lie algebra is its dimension as a vector space over F. The cardinality of a minimal generating set of a Lie algebra is always less than or equal to its dimension.
See the classification of lowdimensional real Lie algebras for other small examples.
Subalgebras, ideals and homomorphisms
The Lie bracket is not associative, meaning that need not equal . (However, it is flexible.) Nonetheless, much of the terminology of associative rings and algebras is commonly applied to Lie algebras. A Lie subalgebra is a subspace which is closed under the Lie bracket. An ideal is a subalgebra satisfying the stronger condition:[4]
A Lie algebra homomorphism is a linear map compatible with the respective Lie brackets:
As for associative rings, ideals are precisely the kernels of homomorphisms; given a Lie algebra and an ideal in it, one constructs the factor algebra or quotient algebra , and the first isomorphism theorem holds for Lie algebras.
Since the Lie bracket is a kind of infinitesimal commutator of the corresponding Lie group, we say that two elements commute if their bracket vanishes: .
The centralizer subalgebra of a subset is the set of elements commuting with S: that is, . The centralizer of itself is the center . Similarly, for a subspace S, the normalizer subalgebra of S is .[5] Equivalently, if S is a Lie subalgebra, is the largest subalgebra such that is an ideal of .
Direct sum and semidirect product
For two Lie algebras and , their direct sum Lie algebra is the vector space consisting of all pairs , with the operation
so that the copies of commute with each other: Let be a Lie algebra and an ideal of . If the canonical map splits (i.e., admits a section), then is said to be a semidirect product of and , . See also semidirect sum of Lie algebras.
Levi's theorem says that a finitedimensional Lie algebra is a semidirect product of its radical and the complementary subalgebra (Levi subalgebra).
Derivations
A derivation on the Lie algebra (or on any nonassociative algebra) is a linear map that obeys the Leibniz law, that is,
for all . The inner derivation associated to any is the adjoint mapping defined by . (This is a derivation as a consequence of the Jacobi identity.) If is semisimple, every derivation is inner.
The derivations form a vector space , which is a Lie algebra under the commutator bracket , where denotes composition of mappings. The inner derivations form a Lie subalgebra of .
Split Lie algebra
Let V be a finitedimensional vector space over a field F, the Lie algebra of linear transformations and a Lie subalgebra. Then is said to be split if the roots of the characteristic polynomials of all linear transformations in are in the base field F.[6] More generally, a finitedimensional Lie algebra is said to be split if it has a Cartan subalgebra whose image under the adjoint representation is a split Lie algebra. A split form of a complex semisimple Lie algebra (cf. #Real form and complexification) is an example. See also split Lie algebra for further information.
Examples
Vector spaces
Any vector space endowed with the identically zero Lie bracket becomes a Lie algebra. Such Lie algebras are called abelian, cf. below. Any onedimensional Lie algebra over a field is abelian, by the alternating property of the Lie bracket.
Associative algebra with commutator bracket
 On an associative algebra over a field with multiplication , a Lie bracket may be defined by the commutator . With this bracket, is a Lie algebra.[7] The associative algebra A is called an enveloping algebra of the Lie algebra . Every Lie algebra can be embedded into one that arises from an associative algebra in this fashion; see universal enveloping algebra.
 The associative algebra of endomorphisms of an Fvector space with the above Lie bracket is denoted .
 For a finite dimensional vector space , the previous example becomes the Lie algebra of n × n matrices, denoted or ,[8] with the bracket , where denotes matrix multiplication. This is the Lie algebra of the general linear group, consisting of invertible matrices.
Special matrices
Two important subalgebras of are:
 The matrices of trace zero form the special linear Lie algebra , the Lie algebra of the special linear group .[9]
 The skewhermitian matrices form the unitary Lie algebra , the Lie algebra of the unitary group U(n).
Matrix Lie algebras
A complex matrix group is a Lie group consisting of matrices, , where the multiplication of G is matrix multiplication. The corresponding Lie algebra is the space of matrices which are tangent vectors to G inside the linear space : this consists of derivatives of smooth curves in G at the identity:
The Lie bracket of is given by the commutator of matrices, . Given the Lie algebra, one can recover the Lie group as the image of the matrix exponential mapping defined by , which converges for every matrix : that is, .
The following are examples of Lie algebras of matrix Lie groups:[10]
 The special linear group , consisting of all n × n matrices with determinant 1. Its Lie algebra consists of all n × n matrices with real entries and trace 0. Similarly, one can define the corresponding real Lie group and its Lie algebra .
 The unitary group consists of n × n unitary matrices (satisfying ). Its Lie algebra consists of skewselfadjoint matrices ().
 The special orthogonal group , consisting of real determinantone orthogonal matrices (). Its Lie algebra consists of real skewsymmetric matrices (). The full orthogonal group , without the determinantone condition, consists of and a separate connected component, so it has the same Lie algebra as . Similarly, one can define a complex version of this group and algebra, simply by allowing complex matrix entries.
Two dimensions
 On any field there is, up to isomorphism, a single twodimensional nonabelian Lie algebra. With generators x, y, its bracket is defined as . It generates the affine group in one dimension.
 This can be realized by the matrices:
Since
for any natural number and any , one sees that the resulting Lie group elements are upper triangular 2×2 matrices with unit lower diagonal:
Three dimensions
 The Heisenberg algebra is a threedimensional Lie algebra generated by elements x, y and z with Lie brackets
 .
 It is realized as the space of 3×3 strictly uppertriangular matrices, with the commutator Lie bracket:
 Any element of the Heisenberg group is thus representable as a product of group generators, i.e., matrix exponentials of these Lie algebra generators,
 The Lie algebra of the group SO(3) is spanned by the three matrices[11]
 The commutation relations among these generators are
 The threedimensional Euclidean space with the Lie bracket given by the cross product of vectors has the same commutation relations as above: thus, it is isomorphic to . This Lie algebra is unitarily equivalent to the usual Spin (physics) angularmomentum component operators for spin1 particles in quantum mechanics.
Infinite dimensions
 An important class of infinitedimensional real Lie algebras arises in differential topology. The space of smooth vector fields on a differentiable manifold M forms a Lie algebra, where the Lie bracket is defined to be the commutator of vector fields. One way of expressing the Lie bracket is through the formalism of Lie derivatives, which identifies a vector field X with a first order partial differential operator L_{X} acting on smooth functions by letting L_{X}(f) be the directional derivative of the function f in the direction of X. The Lie bracket [X,Y] of two vector fields is the vector field defined through its action on functions by the formula:
 Kac–Moody algebras are a large class of infinitedimensional Lie algebras whose structure is very similar to the finitedimensional cases above.
 The Moyal algebra is an infinitedimensional Lie algebra that contains all classical Lie algebras as subalgebras.
 The Virasoro algebra is of paramount importance in string theory.
Representations
Definitions
Given a vector space V, let denote the Lie algebra consisting of all linear endomorphisms of V, with bracket given by . A representation of a Lie algebra on V is a Lie algebra homomorphism
A representation is said to be faithful if its kernel is zero. Ado's theorem[12] states that every finitedimensional Lie algebra has a faithful representation on a finitedimensional vector space.
Adjoint representation
For any Lie algebra , we can define a representation
given by ; it is a representation on the vector space called the adjoint representation.
Goals of representation theory
One important aspect of the study of Lie algebras (especially semisimple Lie algebras) is the study of their representations. (Indeed, most of the books listed in the references section devote a substantial fraction of their pages to representation theory.) Although Ado's theorem is an important result, the primary goal of representation theory is not to find a faithful representation of a given Lie algebra . Indeed, in the semisimple case, the adjoint representation is already faithful. Rather the goal is to understand all possible representation of , up to the natural notion of equivalence. In the semisimple case, Weyl's theorem[13] says that every finitedimensional representation is a direct sum of irreducible representations (those with no nontrivial invariant subspaces). The irreducible representations, in turn, are classified by a theorem of the highest weight.
Representation theory in physics
The representation theory of Lie algebras plays an important role in various parts of theoretical physics. There, one considers operators on the space of states that satisfy certain natural commutation relations. These commutation relations typically come from a symmetry of the problem—specifically, they are the relations of the Lie algebra of the relevant symmetry group. An example would be the angular momentum operators, whose commutation relations are those of the Lie algebra of the rotation group SO(3). Typically, the space of states is very far from being irreducible under the pertinent operators, but one can attempt to decompose it into irreducible pieces. In doing so, one needs to know the irreducible representations of the given Lie algebra. In the study of the quantum hydrogen atom, for example, quantum mechanics textbooks give (without calling it that) a classification of the irreducible representations of the Lie algebra .
Structure theory and classification
Lie algebras can be classified to some extent. In particular, this has an application to the classification of Lie groups.
Abelian, nilpotent, and solvable
Analogously to abelian, nilpotent, and solvable groups, defined in terms of the derived subgroups, one can define abelian, nilpotent, and solvable Lie algebras.
A Lie algebra is abelian if the Lie bracket vanishes, i.e. [x,y] = 0, for all x and y in . Abelian Lie algebras correspond to commutative (or abelian) connected Lie groups such as vector spaces or tori , and are all of the form meaning an ndimensional vector space with the trivial Lie bracket.
A more general class of Lie algebras is defined by the vanishing of all commutators of given length. A Lie algebra is nilpotent if the lower central series
becomes zero eventually. By Engel's theorem, a Lie algebra is nilpotent if and only if for every u in the adjoint endomorphism
is nilpotent.
More generally still, a Lie algebra is said to be solvable if the derived series:
becomes zero eventually.
Every finitedimensional Lie algebra has a unique maximal solvable ideal, called its radical. Under the Lie correspondence, nilpotent (respectively, solvable) connected Lie groups correspond to nilpotent (respectively, solvable) Lie algebras.
Simple and semisimple
A Lie algebra is "simple" if it has no nontrivial ideals and is not abelian. (That is to say, a onedimensional—necessarily abelian—Lie algebra is by definition not simple, even though it has no nontrivial ideals.) A Lie algebra is called semisimple if it is isomorphic to a direct sum of simple algebras. There are several equivalent characterizations of semisimple algebras, such as having no nonzero solvable ideals.
The concept of semisimplicity for Lie algebras is closely related with the complete reducibility (semisimplicity) of their representations. When the ground field F has characteristic zero, any finitedimensional representation of a semisimple Lie algebra is semisimple (i.e., direct sum of irreducible representations.) In general, a Lie algebra is called reductive if the adjoint representation is semisimple. Thus, a semisimple Lie algebra is reductive.
Cartan's criterion
Cartan's criterion gives conditions for a Lie algebra to be nilpotent, solvable, or semisimple. It is based on the notion of the Killing form, a symmetric bilinear form on defined by the formula
where tr denotes the trace of a linear operator. A Lie algebra is semisimple if and only if the Killing form is nondegenerate. A Lie algebra is solvable if and only if
Classification
The Levi decomposition expresses an arbitrary Lie algebra as a semidirect sum of its solvable radical and a semisimple Lie algebra, almost in a canonical way. Furthermore, semisimple Lie algebras over an algebraically closed field have been completely classified through their root systems.
Relation to Lie groups
Although Lie algebras are often studied in their own right, historically they arose as a means to study Lie groups.
We now briefly outline the relationship between Lie groups and Lie algebras. Any Lie group gives rise to a canonically determined Lie algebra (concretely, the tangent space at the identity). Conversely, for any finitedimensional Lie algebra , there exists a corresponding connected Lie group with Lie algebra . This is Lie's third theorem; see the Baker–Campbell–Hausdorff formula. This Lie group is not determined uniquely; however, any two Lie groups with the same Lie algebra are locally isomorphic, and in particular, have the same universal cover. For instance, the special orthogonal group SO(3) and the special unitary group SU(2) give rise to the same Lie algebra, which is isomorphic to with the crossproduct, but SU(2) is a simplyconnected twofold cover of SO(3).
If we consider simply connected Lie groups, however, we have a onetoone correspondence: For each (finitedimensional real) Lie algebra , there is a unique simply connected Lie group with Lie algebra .
The correspondence between Lie algebras and Lie groups is used in several ways, including in the classification of Lie groups and the related matter of the representation theory of Lie groups. Every representation of a Lie algebra lifts uniquely to a representation of the corresponding connected, simply connected Lie group, and conversely every representation of any Lie group induces a representation of the group's Lie algebra; the representations are in onetoone correspondence. Therefore, knowing the representations of a Lie algebra settles the question of representations of the group.
As for classification, it can be shown that any connected Lie group with a given Lie algebra is isomorphic to the universal cover mod a discrete central subgroup. So classifying Lie groups becomes simply a matter of counting the discrete subgroups of the center, once the classification of Lie algebras is known (solved by Cartan et al. in the semisimple case).
If the Lie algebra is infinitedimensional, the issue is more subtle. In many instances, the exponential map is not even locally a homeomorphism (for example, in Diff(S^{1}), one may find diffeomorphisms arbitrarily close to the identity that are not in the image of exp). Furthermore, some infinitedimensional Lie algebras are not the Lie algebra of any group.
Real form and complexification
Given a complex Lie algebra , a real Lie algebra is said to be a real form of if the complexification is isomorphic to .[14] A real form need not be unique; for example, has two real forms and .[14]
Given a semisimple finitedimensional complex Lie algebra , a split form of it is a real form that splits; i.e., it has a Cartan subalgebra which acts via an adjoint representation with real eigenvalues. A split form exists and is unique (up to isomorphisms).[14] A compact form is a real form that is a Lie algebra of a compact Lie group. A compact form exists and is also unique.[14]
Lie algebra with additional structures
A Lie algebra can be equipped with some additional structures that are assumed to be compatible with the bracket. For example, a graded Lie algebra is a Lie algebra with a graded vector space structure. If it also comes with differential (so that the underlying graded vector space is a chain complex), then it is called a differential graded Lie algebra.
A simplicial Lie algebra is a simplicial object in the category of Lie algebras; in other words, it is obtained by replacing the underlying set with a simplicial set (so it might be better thought of as a family of Lie algebras).
Lie ring
A Lie ring arises as a generalisation of Lie algebras, or through the study of the lower central series of groups. A Lie ring is defined as a nonassociative ring with multiplication that is anticommutative and satisfies the Jacobi identity. More specifically we can define a Lie ring to be an abelian group with an operation that has the following properties:
 Bilinearity:
 for all x, y, z ∈ L.
 The Jacobi identity:
 for all x, y, z in L.
 For all x in L:
Lie rings need not be Lie groups under addition. Any Lie algebra is an example of a Lie ring. Any associative ring can be made into a Lie ring by defining a bracket operator . Conversely to any Lie algebra there is a corresponding ring, called the universal enveloping algebra.
Lie rings are used in the study of finite pgroups through the Lazard correspondence'. The lower central factors of a pgroup are finite abelian pgroups, so modules over Z/pZ. The direct sum of the lower central factors is given the structure of a Lie ring by defining the bracket to be the commutator of two coset representatives. The Lie ring structure is enriched with another module homomorphism, the pth power map, making the associated Lie ring a socalled restricted Lie ring.
Lie rings are also useful in the definition of a padic analytic groups and their endomorphisms by studying Lie algebras over rings of integers such as the padic integers. The definition of finite groups of Lie type due to Chevalley involves restricting from a Lie algebra over the complex numbers to a Lie algebra over the integers, and the reducing modulo p to get a Lie algebra over a finite field.
Examples
 Any Lie algebra over a general ring instead of a field is an example of a Lie ring. Lie rings are not Lie groups under addition, despite the name.
 Any associative ring can be made into a Lie ring by defining a bracket operator
 For an example of a Lie ring arising from the study of groups, let be a group with the commutator operation, and let be a central series in — that is the commutator subgroup is contained in for any . Then
 is a Lie ring with addition supplied by the group operation (which will be × in each homogeneous part), and the bracket operation given by
 extended linearly. The centrality of the series ensures the commutator gives the bracket operation the appropriate Lie theoretic properties.
See also
Remarks
 Bourbaki (1989, Section 2.) allows more generally for a module over a commutative ring with unit element.
Notes
 O'Connor & Robertson 2000
 O'Connor & Robertson 2005
 Humphreys 1978, p. 1
 Due to the anticommutativity of the commutator, the notions of a left and right ideal in a Lie algebra coincide.
 Jacobson 1962, pg. 28
 Jacobson 1962, pg. 42
 Bourbaki 1989, §1.2. Example 1.
 Bourbaki 1989, §1.2. Example 2.
 Humphreys p.2
 Hall 2015 Section 3.4
 Hall 2015 Example 3.27
 Jacobson 1962, Ch. VI
 Hall 2015, Theorem 10.9
 Fulton & Harris, § 26.1.
References
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 Boza, Luis; Fedriani, Eugenio M.; Núñez, Juan (20010601). "A new method for classifying complex filiform Lie algebras". Applied Mathematics and Computation. 121 (2–3): 169–175. doi:10.1016/s00963003(99)002702. ISSN 00963003.
 Bourbaki, Nicolas (1989). Lie Groups and Lie Algebras: Chapters 13. Berlin·Heidelberg·New York: Springer. ISBN 9783540642428.
 Erdmann, Karin & Wildon, Mark. Introduction to Lie Algebras, 1st edition, Springer, 2006. ISBN 1846280400
 Fulton, William; Harris, Joe (1991). Representation theory. A first course. Graduate Texts in Mathematics, Readings in Mathematics. 129. New York: SpringerVerlag. doi:10.1007/9781461209799. ISBN 9780387974958. MR 1153249. OCLC 246650103.
 Hall, Brian C. (2015). Lie groups, Lie algebras, and Representations: An Elementary Introduction. Graduate Texts in Mathematics. 222 (2nd ed.). Springer. doi:10.1007/9783319134673. ISBN 9783319134666. ISSN 00725285.
 Hofmann, Karl H.; Morris, Sidney A (2007). The Lie Theory of Connected ProLie Groups. European Mathematical Society. ISBN 9783037190326.
 Humphreys, James E. (1978). Introduction to Lie Algebras and Representation Theory. Graduate Texts in Mathematics. 9 (2nd ed.). New York: SpringerVerlag. ISBN 9780387900537.
 Jacobson, Nathan (1979) [1962]. Lie algebras. New York: Dover Publications, Inc. ISBN 9780486638324.
 Kac, Victor G.; et al. Course notes for MIT 18.745: Introduction to Lie Algebras. Archived from the original on 20100420.CS1 maint: BOT: originalurl status unknown (link)
 Mubarakzyanov, G.M. (1963). "On solvable Lie algebras". Izv. Vys. Ucheb. Zaved. Matematika. 1 (32): 114–123.
 O'Connor, J.J; Robertson, E.F. (2000). "Biography of Sophus Lie". MacTutor History of Mathematics Archive.
 O'Connor, J.J; Robertson, E.F. (2005). "Biography of Wilhelm Killing". MacTutor History of Mathematics Archive.
 Popovych, R.O.; Boyko, V.M.; Nesterenko, M.O.; Lutfullin, M.W.; et al. (2003). "Realizations of real lowdimensional Lie algebras". J. Phys. A: Math. Gen. 36 (26): 7337–7360. arXiv:mathph/0301029. doi:10.1088/03054470/36/26/309.
 Serre, JeanPierre (2006). Lie Algebras and Lie Groups (2nd ed.). Springer. ISBN 9783540550082.
 Steeb, WilliHans (2007). Continuous Symmetries, Lie Algebras, Differential Equations and Computer Algebra (second ed.). Hackensack, NJ: World Scientific. doi:10.1142/6515. ISBN 9789812708090. MR 2382250.
 Varadarajan, Veeravalli S. (2004). Lie Groups, Lie Algebras, and Their Representations (1st ed.). Springer. ISBN 9780387909691.
External links
 Hazewinkel, Michiel, ed. (2001) [1994], "Lie algebra", Encyclopedia of Mathematics, Springer Science+Business Media B.V. / Kluwer Academic Publishers, ISBN 9781556080104
 McKenzie, Douglas, (2015), "An Elementary Introduction to Lie Algebras for Physicists"